ROYAL ALLIANCE ASSOCIATES, INC. X-17A-5 (2016-03-01) — Broker-dealer annual report

Full text of ROYAL ALLIANCE ASSOCIATES, INC.'s X-17A-5 filed 2016-03-01 (period 2015-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ROYAL ALLIANCE ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2016-03-01
• Period: 2015-12-31
• Accession: 0001311891-16-000011
• CIK: 837933
• File #: 8-40218
• Material weakness: No
• Auditor: PriceWaterhouseCoopers, LLP
• Auditor location: Atlanta, GA
• Contact: Simmone Fields
• Phone: 770-916-6558
• Signed by: Simmone Fields (Vice President, Controller)

Document text (excerpt)

X-17A-5 0000837933 XXXXXXXX LIVE false false false 01-01-2015 12-31-2015 Broker-dealer N ROYAL ALLIANCE ASSOCIATES, INC. ONE WORLD FINANCIAL CENTER 15TH FLOOR NEW YORK NY 10281 Simmone Fields 770-916-6558 PriceWaterhouseCoopers, LLP 1075 Peachtree Street Suite 2600 Atlanta GA 30309 Certified Public Accountant Simmone Fields ROYAL ALLIANCE ASSOCIATES, INC. 03-01-2016 Simmone Fields Vice President, Controller Y

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Original filing on SEC EDGAR (source of record)