ROYAL ALLIANCE ASSOCIATES, INC. X-17A-5 (2017-03-02) — Broker-dealer annual report

Full text of ROYAL ALLIANCE ASSOCIATES, INC.'s X-17A-5 filed 2017-03-02 (period 2016-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: ROYAL ALLIANCE ASSOCIATES, INC.
• Form: X-17A-5
• Filed: 2017-03-02
• Period: 2016-12-31
• Accession: 0001311891-17-000003
• CIK: 837933
• File #: 8-40218
• Material weakness: No
• Auditor: PricewaterhouseCoopers LLP
• Auditor location: Atlanta, GA
• Contact: David Schmidt
• Phone: 602-262-3301
• Signed by: Ahmed Hassanein (Chief Accounting Officer)

Document text (excerpt)

X-17A-5 0000837933 XXXXXXXX LIVE true false false 01-01-2016 12-31-2016 Broker-dealer N ROYAL ALLIANCE ASSOCIATES, INC. ONE WORLD FINANCIAL CENTER 15TH FLOOR NEW YORK NY 10281 David Schmidt 602-262-3301 PricewaterhouseCoopers LLP 1075 Peachtree Street, Suite 2600 Atlanta GA 30339 Certified Public Accountant Ahmed Hassanein ROYAL ALLIANCE ASSOCIATES, INC. 12-31-2016 Ahmed Hassanein Chief Accounting Officer Y

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Original filing on SEC EDGAR (source of record)