Full text of FORGE SECURITIES LLC's X-17A-5 filed 2023-03-01 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **FORGE SECURITIES LLC** ### STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31 , 2022 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM ### **PUBLIC DOCUMENT** (Pursuant to Rule 17a-5(e)(3) under the Securities Exchange Act of 1934) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Oct. 31 , 2023 Estimated average burden hours per response: 12 **SEC FILE NUMBER** #### 8-66846 #### **ANNUAL REPORTS FORM X-17A-5 PART** III # **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** **FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22** MM/DD/YY MM/DD/YY # **A. REGISTRANT IDENTIFICATION** ### **NAME OF FIRM: FORGE SECURITIES LLC** | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | |---------------------------------------------------|---------------------------------------------------------------------------|-------------------------------------------|-----------------|--|--| | X Broker-dealer | D Security-based swap dealer | D Major security-based swap participant | | | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 415 MISSION STREET, SUITE 5510 | | | | | | | (No. and Street) | | | | | | | SAN FRANCISCO | CA | | 94105 | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | SANDRA FLA VIANI | 650 265 2562 | sandra.flaviani@forgeglobal.com | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | | | | | | | e.ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | Ernst & Young LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 560 MISSION STREET, SUITE 1600 | SAN FRANCISCO | CA | 94105 | | | | (Address) | (City) | (State) | (Zip Code) | | | | October 20,2003 | | 42 | | | | | (Date of Registration with PCAOB) (if applicable) | | (PCAOH Registrntioo NumbeL ifapp!icatiler | | | | ### **FOR OFFICIAL USE** \_ **ONLY** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statem…Read the full text as markdown