Full text of FORGE SECURITIES LLC's X-17A-5 filed 2024-02-29 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FORGE SECURITIES LLC** STATEMENT OF FINANCIAL CONDITION AS OF DECEMBER 31 , 2023 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM **PUBLIC DOCUMENT** (Pursuant to Rule 17 a5 ( e )(3) under the Securities Act of 1934) {1}------------------------------------------------ | 0MB APPROVAL<br>0MB Number: :J23s-o:t?3<br>Elq:lires: Noll. 30, 2026<br>Estimated average bt.rden<br>hours per response: l<br>SEC FILE NUMBER<br>8-668£16<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exdlange Act of 1934<br>A D EN DING 12/31 /23<br>/00/YY<br>Major security-based swap participan | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | 94111 | | | (Zip Code) | | | | | | sandra.fla ·aru@forgeglobal.com | | | | | | | | | | | | | | | | | | | | | 94105 | | | {Zip Code) | | | 42 | | | FOR OFFICIAL USE ONLY | | | | | | | | | ims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | CfR 240.17a-S{e )(l ){ii), if applica e. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a ~rrently valid 0MB control number. {2}------------------------------------------------ #### **OATH OR AFFIRMATION** *,:,..* State ofNew York County ofNew York eon this 29th day of February 2024.  #### **This filing\*\* contains (check all applicable boxes):** - X (a) Statement of financial condition. - X (b) Notes to consolidated statement of financial condition. - ( c) Statement of income (loss) or, if there is other comprehensive income in the period( s) presented, a s·tatement of comprehensive income (as defined in§ 210.1-02 of Regulation S-X). - (d) Statement of cash flows. - (e) Statement of changes in stockholders' or partners' or sole proprietor's equity. - (f) Statement of changes in liabilities subordinated to claims of creditors. - (g) Notes to consolidated financial statements. - (h) Computation ofnet capital und…Read the full text as markdown