Full text of FORGE SECURITIES LLC's X-17A-5 filed 2025-03-07 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **FORGE SECURITIES LLC** STATEMENT OF FINANCIAL CONDITION AS OF December 31, 2024 AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM # **PUBLIC DOCUMENT** (Pursuant to Rule 17A-5(e)(3) under the Securities Exchange Act of 1934) {1}------------------------------------------------ | | | | OMS APPROVAL | | | |-----------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|---------------------------------|-----------------------------------------------------------------------------|--|--| | | UNITED STATES | | | | | | | SECURITIES ANO EXCHANGE COMMISSION | | OMS Number: 3235·0123<br>Expires: Nov. 30, 2026<br>Estimated average burden | | | | | Washincton, O.C. 20549 | | hours per response: 12 | | | | | ANNUAL REPORTS | | SECFllf NUMBER | | | | | FORM X-17A-5<br>8-66846 | | | | | | | PART Ill | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 u nder t he Securities Exchange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING O 1/01 | /2024 | AND ENDING 12/31 | /2024 | | | | | MM/DD/YY | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME o F FIRM: Forge Securities LLC | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | 0 Broker-dealer | D Security-based swap dealer | | D Major security-based swap participant | | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 4 Embarcadero Center, Suite 1500 | | | | | | | | (No. and Street) | | | | | | San Francisco | CA | | 94111 | | | | (City) | (State} | | (Zip Code} | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Sandra Flaviani | 650 265 2562 | sandra.flaviani@forgeglobal.com | | | | | (Name} | (Area Code - Telephone Number) | (Email Address} | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in t his fil ing* | | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 560 Mission St, Suite 1600 | San Francisco | CA | 94105 | | | | (Address) | (City) | (state) | (Zip Code) | | | | October 30, 2003 | 42 | | | | | | (Date of Re2istration with PCADB\lif aoolicab…Read the full text as markdown