Full text of TORA TRADING SERVICES, LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Tora Trading Services, LLC (SEC ID. No. 8-66925) Financial Statements and Supplemental Schedules for the Year Ended December 31, 2020 and Report of Independent Registered Public Accounting Firm Public Document (Pursuant to Rule 17a-5(e)(3) under the Security and Exchange Act of 1934) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response. ..........12.00 ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | 8-66925 | **FACING PAGE Information Requested of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20<br>MM/DD/YY | AND ENDING | 12/31/20<br>MM/DD/YY | | | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|------------|--------------------------------|--|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | | Tora Trading Services, LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | | | 1440 Chapin Avenue, Suite<br>205 | (No. and street) | | | | | | | | Burlingame<br>California | | | 94010 | | | | | | (City) | (State) | | (Zip Code) | | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | | Paul Catuna | | | (415) 546-2293 | | | | | | | | | | | | | | | | | | (Area Code – Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | | | | | | | | | | | Armanino<br>LLP | (Name – if individual, state last, first, middle name) | | | | | | | | 50 W San Fernando St., Suite 500 | San Jose | California | 95113 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | | | | | | | | | CHECK ONE: | | | | | | | | | <br>Certified Public Accountant | | | | | | | | | <br>Public Accountant<br> | Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | *\* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public account…Read the full text as markdown