Full text of TORA TRADING SERVICES, LLC's X-17A-5 filed 2024-03-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Tora Trading Services, LLC (SEC ID. No. 8-66925) Statement of Financial Condition December 31, 2023 {1}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|--------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | FORM X-17A-5 | | | 8-66925 | | | | PART III | | | | | | Filing for the period beginning 01/01/23<br>TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer - Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>MM/DD/YY<br>A. REGISTRANT IDENTIFICATION<br>NAME OF FIRM: Tora Trading Services, LLC | AND ENDING 12/31/23<br>LJ Major security-based swap participant | | MM/DD/YY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>50 California Street, 3rd Floor, Suite 300 | | | | | | | (No. and Street) | | | | | | San Francisco | CA | | 94111 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Paul Catuna | 415-546-2293 | | paul.catuna@lseg.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Mazars USA LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>{Name - if individual, state last, first, and middle name) | | | | | | (Address) | (City) | (State) | | (Zip Code) | | | | 60 Crossways Park Drive West, Suite 301, Woodbury New York, 11797 | | | | | | (Date of Registration with PCAOB){if applicable) | FOR OFFICIAL USE ONLY | | |…Read the full text as markdown