Full text of TORA TRADING SERVICES, LLC's X-17A-5 filed 2023-03-09 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **Tora Trading Services, LLC** (SEC ID. No. 8-66925) Financial Statements and Supplemental Schedules for the Year Ended December 31, 2022 and Report of Independent Registered Public Accounting Firm Public Document (Pursuant to Rule 17a-5(e)(3) under the Security and Exchange Act of 1934) {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response ........... 12.00 # **ANNUAL AUDITED REPORT FORM X-17 A-5 PART Ill** # SEC FILE NUMBER **8-66925** ## **FACING PAGE Information Requested of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/22<br>MMIDDNY | AND ENDING | 12/31/22<br>MM/DD/YY | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------|---------------|--------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER-DEALER: | Tora Trading Services, LLC | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM 1.0. NO. | | | | | | 1440 Chapin Avenue, Suite 205 | | | | | | | | | (No. and street) | | | | | | | Burlingame | California | | 94010 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Paul Catuna | | | ( 415) 546-2293 | | | | | | | | (Area Code - Telephone Number) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report* | | | | | | | | | | | | | | | | | | | | | | | | Armanino LLP | (Name - if individual, state /ast,first, middle name) | | | | | | | 50 W San Fernando St., Suite 500 | San Jose | California | 95113 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE:<br>0 Certified Public Accountant | | | | | | | | D Public Accountant | | | | | | | | | D Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* *Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on…Read the full text as markdown