Full text of CROSS POINT CAPITAL LLC's X-17A-5 filed 2020-02-20 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response .••... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** SEC FILE NUMBER a-66989 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-S Thereunder | REPORT FOR THE PERIOD BEGINNING 1/1/2019 | AND ENDING 12/31/2019 | | | | |----------------------------------------------------------------------------------------------------------------------|------------------------------------------------------|---------|----------------------------------|--| | | MMIDDIYY | | --------------------<br>MM/DDIYY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Cross Point Capital, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLYi<br>RRMI.D.NO. | | | | | | | | | 608 Sherwood Parkway Suite 2A | | | | | | | (No. and Street) | | | | | Moutainside | NJ | | 07092 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Daniel Kleman/ Sandra Alfano | | | 646-719-3922 | | | | | | (Area Code- Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Goldman & Company, CPAs, P.C. | | | | | | (Name- ifindividual, state last, first, middle name) | | | | | 3535 Roswell Road-Suite 32 | Marietta | GA | 30062 | | | (Address) | (City) | (State) | (Zip Code) | | | CHECK ONE: | | | | | | l.f I<br>Certified Public Accountant | | | | | | DPublic Accountant | | | | | | OAccountant not resident in United States or any of its possessions. | | | | | | I | FOR OFFICIAL USE ONLY | | I | | | | | | | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public* accountan~ *must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.17a-5(e)(2)* Potential persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | ________________________<br>I, _J_o…Read the full text as markdown