CROSS POINT CAPITAL LLC X-17A-5/A (2020-03-03) — Broker-dealer annual report

Full text of CROSS POINT CAPITAL LLC's X-17A-5/A filed 2020-03-03 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: CROSS POINT CAPITAL LLC
• Form: X-17A-5/A
• Filed: 2020-03-03
• Period: 2019-12-31
• Accession: 0001331413-20-000002
• CIK: 1331413
• File #: 8-66989
• Material weakness: Yes
• Auditor: Goldman & Company, CPA's, P.C.
• Auditor location: Marietta, GA
• Contact: Sandra Alfano
• Phone: 646-779-3922
• Signed by: John Frontero (President)

Document text (excerpt)

X-17A-5/A 0001331413 XXXXXXXX LIVE false false false 01-01-2019 12-31-2019 Broker-dealer Y Report of Independent Registered Public Accounting Firm- Exemption Report CROSS POINT CAPITAL LLC 608 SHERWOOD PARKWAY SUITE 2A MOUNTAINSIDE NJ 07092 Sandra Alfano 646-779-3922 Goldman & Company, CPA's, P.C. 3535 Rosewall Road Suite 32 Marietta GA 30062 Certified Public Accountant John Frontero CROSS POINT CAPITAL LLC 12-31-2019 John Frontero President Y

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• X-17A-5 — 2022-03-01
• X-17A-5 — 2021-02-22
• X-17A-5 — 2020-02-20
• X-17A-5 — 2019-02-19
• X-17A-5 — 2018-03-14
• X-17A-5 — 2017-02-28
• X-17A-5 — 2016-02-26

Original filing on SEC EDGAR (source of record)