Full text of CROSS POINT CAPITAL LLC's X-17A-5 filed 2021-02-22 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STA TES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054.9** **OMBAPPROVAL** OMS Number: 3235-0123 Expires: October 31, 2023 Estimated **average** burden hours per response .. . ... 12.00 # **ANNUAL AUDITED REPORT FORM X-17A-5 PARTIII** | | SEC ALE NUMBER | |---------|----------------| | &-66989 | | **FACING PAGE** **Information Required of Brokers and Dealers Pursuant** to Section 17 of the **Securities Exchange Act** of **1934** and **Rule 17a"S Thereunder** | REPORT FOR THE PERIOD BEGINNING 1/1/2020 | | --<br>AND ENDING 12/31/2020 | ----- | | |----------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-----------------------------|------------------------------------|--| | | MM/0D/YY | · | -<br>-<br>-<br>MM/DDNY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF BROKER-DEALER: Cross Point Capital, LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | OFFICIAL USE ONLY<br>FIRM 1.0. NO. | | | | | | | | | 608 Sherwood Parkway Suite 2A | | | | | | | (No. and Street) | | | | | Mountainside | NJ | | 07092 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Oani&I Kleman/Sandra Alfano · | | | 648-779-3922 | | | | | | (Arca Code - Telephone Number) | | | | B. ACCOUNT ANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNT ANT whose opinion is contained in this Report• | | | | | | Goldman & Company, CPAs, P.C. | | | | | | | (Name - if indlvidrtal. state last, first. middle name) | | | | | 3535 Roswell Road Suite 32 | Marietta | GA | 30062 | | | {Address) | (City) | (State) | {Zip Code) | | | CHECK ONE: | | | | | | ll]certitied Public Accountant | | | | | | Public Accountant | | | | | | a<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | | | | | FOR onlCIAL USE ONLY | | | | | | | | | | | | | | | | *•Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must he supported by a slalement of facts and circumstances relied on as the basis for the exemption. See Section 2 40.* J *7 a-5(e)(2)* > **Potential persons who are to respond to the collectlon of Information contained** In **thla form are not required to respond** uni•• the form dlaplaya a currentlyvalld 0MB control numb…Read the full text as markdown