Full text of DALMORE GROUP LLC's X-17A-5 filed 2023-03-23 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | STCURITIES AND EXCHANGE COMMISSION<br>Washington, D.C.20549 | | Fxpires:Oct.31, 2023<br>Enimaied ave.age burdcn<br>hours per responre: l: | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|-----------------------|---------------------------------------------------------------------------|--| | | | | | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | StC F]LE NUM8Efl | | | | PART III | | B-67002 | | | l-rLrNG FoR rHE pERroD BE6TNNTNG | TACING PAGE<br>lnformation Required Pursuant to Rules 17a-5,17a-12, and LBa-7 under the Se.urities txchange Act of 1934<br>011o1122 | AND ENDTNG 12131122 | | | | | MM/DD/YY | | MM/DD/\ry | | | | A. REGISTRANT IDENTIFICATION | | | | | DALMORE GROUP LLC<br>NAME OF FIRM | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>I Eroker-dealer t1 Security-based swap dealer<br>- Check here if respondent is also an OTC derivatives dealer | | | li Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 525 GREEN PLACE | | | | | | | (No. and Street) | | | | | WOODMERE | NY | | 1 1598 | | | (Clty) | {State) | | {Zip Codei | | | PERSON TO CONTACT WITH REGARD TO THIS FILIN6 | | | | | | KIMBERLY NEELY | 978-270-5055 | kimberlyneely22@gmaiI | | | | (Name) | (Area Code - Telephone Number) | | iImailAddress) | | | | B. ACCOUNTANT IDENTIf ICATION | | | | | MICHAEL T. REMUS CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | {Name - if individual, state last, first, and mrddle narne) | | | | | PO BOX 2555 | HAMILTON SQUARE NJ | | 08690 | | | {Addrcss) | (city) | lState) | (zrp code) | | | FEBRUARY 23,2O1O | | 3598 | | | | stration with PCAOB)(if a<br>{Date of R | (PCAOB Registratron Number, rI a<br>i.able)<br>licable) | | | | | | FOR OFFICIAI USE ONtY | | | | | | * Claims for exemption {rom the .equirement that the annual reports be covered by the reports of an rndependent public | | | | UNITED STATES OMB Number: l23s 0123 ac€ouotant must be supported by a statement of facts and circ!mstancet relled on as the basrs of the exemption. See 17 CrR 240.17a-5(e)(1){ii), it applicable. Personswhoareto respond tothecollection of information con…Read the full text as markdown