Full text of DALMORE GROUP LLC's X-17A-5 filed 2019-03-14 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB APPROVAL | | |-----------------------------|-----------| | OMB Number: | 3235-0123 | | Expires:<br>August 31, 2020 | | | Estimated average burden | | | hours per response | | | | | 8 SEC FILE NUMBER 67002 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | 01/01/18 | AND ENDING | 12/31/18 | | |---------------------------------------------------------------------------------------------------------|--------------------------------------------------------|---------------|-------------------|--------------------------------| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: | DALMORE GROUP LLC | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | 525 GREEN PLACE | | | | | | | (No. and Street) | | | | | WOODMERE | NY | | 11598 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>OSCAR SEIDEL | | | (646) 873-7666 | | | | | | | (Area Code - Telephone Number) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>THAYER O'NEAL & COMPANY LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 101 PARKLANE BLVD, SUITE 201 | SUGARLAND | TX | | 77478 | | (Address) | (City) | (State) | | (Zip Code) | | CHECK ONE: | | | | | | Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | \*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Section 240.170-5(e)(2) SEC 1410 (06-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. Scanned by CamScanner {1}------------------------------------------------ ## OATH OR AFFIRMATION swear (or affirm) that, to t…Read the full text as markdown