Full text of DALMORE GROUP LLC's X-17A-5 filed 2024-03-14 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | PU BLIC<br>DOCUMENT | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | OM3 APPROVAL<br>OMB Number: 3235-0123<br>Expire5r Nov.30,2026<br>Estimated average burden<br>hours per response: l2 | | |--------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------|--------------------------|---------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | 5EC F lE N Ulvl8E R | | | | FORM X-17A-5 | | | | | | PART III | | 8-67002 | | | | FACING PAGE<br>lnformation Required Pursuant to Rules 17a-5,17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | FrLrNc FoR rHE pERroD BEGTNNTNG | 0110112023 | | AND ENDTNG 1213112023 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME oF r,*r. Dalmore Group LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | E Eroker-dealer E Security-based swap dealer<br>E Check here if respondent is also an OTC derivatjves dealer | | n Major security-based swap participant | | | | ADDRESS OF PRINCIPAt PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 525 GREEN PLACE | | | | | | | (No- and Street) | | | | | WOODIVERE | NY | | 1 1598 | | | {city) | (state) | | (Z p Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | KIMBERLY NEEY | 978.270-5055 | kimberlyneely22@gmail. r | | | | (Name) | (Area Code - Telephone Number) | {EmailAddress) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Michael T Remus CPA | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | (Name - if;ndividual, state last, fi.st, and middle name) | | | | | PO Box 2555 | Hamilton Square | NJ | 08690 | | | (Address) | (city) | (statc) | (Zip Code) | | | 02123t2010 | | 3598 | | | | (Date of<br>istration with PCAOB | if applicable)<br>FOR OFFICIAT USE ONLY | | (PCAOB Registration Number, if applicable) | | | I | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and ciraumstances relied on as the basis of the exemption- See 17 CFR 240.17a 5(eX1){ii), if applicable. Personswho a.e to respond totherollection ofinformation contained inthisform are not requiredto respond unless…Read the full text as markdown