Full text of EQUIFINANCIAL LLC's X-17A-5 filed 2022-04-20 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Equifinancial LLC # Annual Audit # For Year Ending 12/31/2021 {1}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB Naumber: 3255-0123 | | |--------------------------|--| | Expires: Oct. 31, 2023 | | | Estimated average burden | | | hours per response: 12 | | 8-67037 # ANNUAL REPORTS FORM X-17A-5 PART III | | FACING PAGE | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------|------------------------------------------|--------------------------------------------| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securitires Exchange Act of 1934 | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2021 AND ENDING 12/31/2021 | | | | | | MM/DD/YY | | mm/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Equifinancial LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Li Check here if respondent is also an OTC derivatives dealler<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | LI Major security-based swap participant | | | | | | | | 1717 N. Bayshore Dr. Suite 208 | | | | | | (No. and Street) | | | | Miami | Florida | | 33132 | | City | State | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | David L. Wilson | 305-358-1040 | | dwilson@equinnanciallic.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. Accountant Identification | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | OHAB AND COMPANY. PA | | | | | | (Name - if individual, state last, first, and mickdle name) | | | | 100 E SYBELIA AVE, SUITE 130 MAITLAND | | | 32751 | | (Address) | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a cu…Read the full text as markdown