Full text of EQUIFINANCIAL LLC's X-17A-5 filed 2023-04-20 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Equifinancial LLC** ## **Annual Audit** # **For Year Ending 12/31/2022** {1}------------------------------------------------ CONFIDENTIAL TREATMENT REQUESTED UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ## ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | |-------------------------| | 3MB Number: 3235-0123 | | xpares: Oct. 31, 2023 | | stimated average burden | | ours per response: 12 | | | | SEC FILE NUMBER | | | 8-67037 ### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2022 AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Equifinancial LLC TYPE OF REGISTRANT (check all applicable boxes): [] Security-based swap dealer | Major security-based swap participant Broker-dealer Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1717 N. Bayshore Dr. Suite 208 (No. and Street) 33132 Miami Florida (Zip Code) (State) (City) PERSON TO CONTACT WITH REGARD TO THIS FILING David L. Wilson 305-358-1040 dwilson@equifinancialllc.com (Area Code - Telephone Number) (Email Address) (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* OHAB AND COMPANY, PA (Name - if individual, state last, first, and middle name) 32751 100 E SYBELIA AVE, SUITE 130 MAITLAND ப (State) (Zip Code) (City) (Address) JULY 28, 2004 1839 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 {2}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the 1, David L. Wilson financial report pertaining to the firm of Equiffinancial LLC as of April 20 2023 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director,…Read the full text as markdown