Full text of EQUIFINANCIAL LLC's X-17A-5 filed 2024-04-22 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # Equifinancial LLC # Annual Audit # For Year Ending 12/31/2023 {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ОМВ АРРЯОЧА1 CARB Number: 3735-0173 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2023 FILING FOR THE PERIOD BEGINNING 01/01/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Equifinancial LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer [ Security-based swap dealer | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 1717 N. Bayshore Dr. Suite 228 (No. and Street) Miami 33132 Florida (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING David L. Wilson 305-494-1091 dwilson@equifinancialllc.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing \* OHAB AND COMPANY, PA | 100 E SYBELIA AVENUE, SUITE 130 MAI I LAND | | FI | 32751 | |----------------------------------------------------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | JULY 28, 2004 | | 1839 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION financial report pertaining to the firm of SUN swear (or affirm) that, to the best of my knowledge and belief, the as of , 2 . is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or…Read the full text as markdown