Full text of CSP SECURITIES, LP's X-17A-5 filed 2022-03-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct, 31, 2023 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE | SEC FILE NUMBER | | |-----------------|--| | 8-67051 | | 12/31/2021 MM/DD/YY Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/2021 AND ENDING MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: CSP Securities, LP TYPE OF REGISTRANT (check all applicable boxes): ® Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 13355 Noel Road | Suite 1600 | | | | | |---------------------------------------------------------------------------|-----------------------------------------------------------------------|-----------------|--------------------------------------------|--|--| | (No. and Street) | | | | | | | Dallas | TX | | 75240 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Tiffany Lauterbach 972-980-5808 | | | tlauterbach@csplp.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | Phillip V. George, PLLC | | | | | | | 5179 CR 1026 | (Name - if individual, state last, first, and middle name)<br>Celeste | X | 75243 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/24/2009 | | 3366 | | | | | (Date of Registration with PCAOB) (if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | Tiffany Lauterbach | swear (or affirm) that, to the best of my knowledge and belief, the | |---------------------------------------------------…Read the full text as markdown