Full text of CSP SECURITIES, LP's X-17A-5 filed 2023-03-31 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | OMB Number<br>3035-0123 | |---------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------------------------------| | | UNIFEPISTA ES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | umber:<br>z<br>Expires: Oct. 31, 2023<br>Estimated average burden | | | ANNUAL REPORTS | | hours per response:<br>12<br>SEC FILENUMBER | | | FORM X-17A-5 | | 8-67051 | | | PART III | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | —annenping<br>01/01/2022 | | 12/31/2022 | | FILING FOR THE PERIOD BEGINNING | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | COP Securities,<br>NAME OF FIRM: | LP | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>LC<br>[=] Broker-dealer<br>O Check here if respondent is also an OTC derivatives dealer | L] Major security-based swap participant<br>Security-based swap dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 13355 Noel Road, Suite | 1600 | | | | | (No. and Street) | | | | Dallas | TX | | 75240 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | thargis@csplp.com | | Tiffany Hargis | 972-980-5808<br>(Area Code — Telephone Number) | (Email Address} | | | (Name) | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | George,<br>Phillip V. | PLLC<br>(Name — if individual, state last, first, and middle name) | | | | | | | | | | | TX | 75243 | | 5179 CR 1026<br>(Address) | Celeste<br>(City) | (State) | (Zip Code) | | 2/24/2009 | 3366 | | (PCAOB Registration Number, if applicable) | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(1}{ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | OATH OR AFFIRMATION | |----------------------…Read the full text as markdown