Full text of CSP SECURITIES, LP's X-17A-5/A filed 2023-06-07 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ a aes ShaB Number umber: 3235-0123 - SECURITIES AND EXCHANGE COMMISSION Expires: ae 3023 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-67051 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup> FILING FOR THE PERIOD BEGINNING 01/01 [2022 \_ AND ENDING 12/31/2022 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION UANIEOEIRIRMB Securities, LP TYPE OF REGISTRANT (check all applicable boxes): [=] Broker-dealer CZ Security-based swap dealer 1 Major security-based swap participant OO Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 13355 Noel Road, Suite 1600 (No. and Street) Dallas TX 75240 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Tiffany Hargis 972-980-5808 thargis@csplp.com (Name) (Area Code — Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Phillip V. George, PLLC (Name - if individual, state last, first, and middle name) 5179 CR 1026 Celeste TX 75243 (Address) (City) (State) (Zip Code) 2/24/2009 3366 (Date of Registration with PCAOB)(if applicable) [PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See <sup>17</sup> CFR 240.17a-5(e)(1}(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION |, Clayton K. Deniger , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of CSP Securities, LP ; , as of 12/31 , 2022 \_ istrue and correct. | further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer.  Notary Public ) { #### This filing\*\* contains (6Weck all applicable boxes): - m (a) St…Read the full text as markdown