Full text of BLUEROCK CAPITAL MARKETS LLC's X-17A-5 filed 2021-02-26 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BLUEROCK CAPITAL MARKETS, LLC** FINANCIAL REPORT **December 31, 2020** {1}------------------------------------------------ UNITEDSTATES SECURITIES ANDEXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III | OMB Number:<br>3235-0123 | |------------------------------| | October 31, 2023<br>Expires: | | Estimated average burden | | hours per response 12.00 | | | OMB APPROVAL | | | SEC FILE NUMBER | |--|---------|-----------------| | | 3-67058 | | FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | A. REGISTRANT IDENTIFICATION<br>Bluerock Capital Markets, LLC<br>NAME OF BROKER-DEALER:<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>1345 Avenue of the Americas, 32nd floor<br>(No. and Street)<br>10105<br>New York<br>NY<br>(Zip Code)<br>(State)<br>(City)<br>NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>516-222-9111<br>Chad Kirschenblatt<br>B. ACCOUNTANT IDENTIE CATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Plante Moran, PLLC<br>(Name - if individual, state last, first, middle name)<br>2601 Cambridge Ct., Ste 500 Auburn Hills<br>MI<br>(City)<br>(State)<br>(Address)<br>CHECK ONE:<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | report for the period beginning 01/01/2020 | AND ENDING<br>MM/DD/YY | 12/31/2020<br>MM/DD/Y Y | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----------------------------------------------|------------------------|-------------------------------|-…Read the full text as markdown