Full text of BLUEROCK CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # BLUEROCK CAPITAL MARKETS, LLC FINANCIAL STATEMENT December 31, 2025 {1}------------------------------------------------ # UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-67058 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | filing for the period beginning 01/01/2025 | | AND ENDING 12/31/2025 | | |-----------------|--------------------------------------------------------------------------------------------|-------------------------------|-------------------------------------------|--| | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: | | Bluerock Capital Markets, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ച Broker-dealer | _ Security-based swap dealer<br>Check here if respondent is also an OTC derivatives dealer | | Major security-based swap participant | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 919 Third Avenue, 40th floor | | (No. and Street) | | | |-----------------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------------|-----------------|---------------------------------------------| | New York | NY | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Chad Kirschenblatt 516 393 5603 | | | chad.klrschenblatt@frstinancialservices.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | Forvis Mazars, LLP<br>(Name - if individual, state last, first, and middle name) | | 11797 | | 60 Crossways Park Drive West Woodbury | | NY | | | (Address) | (City) | (State) | (Zip Code) | | 10-16-2003 | | 636 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | t Chims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | Claims for exemption from the requirement that the annual reports be accountant must be supported by a statement of facts and circumstances relied on as the basis of…Read the full text as markdown