Full text of BLUEROCK CAPITAL MARKETS LLC's X-17A-5/A filed 2025-04-14 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **BLUEROCK CAPITAL MARKETS,** LLC FINANCIAL REPORT December 31, 2024 {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION** Washington, D.C. **20549** | 0MB APPROVAL | |--------------------------| | 0MB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | hours per response: 12 | | |------------------------|--| | | | | SEC FILE NUMBER | | | 8-67058 | | FACING PAGE Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2024** MM/DD/YY AND ENDING **12/31/2024** MM/DD/YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_ Bluerock Capital Markets, LLC ..:...,\_ \_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer □ Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 919 Third Avenue, 40th floor | | | (No. and Street) | | | |----------------------------------------------------------------------|--------------|-------------------------------------------------------------------------------------|---------------------------------------------|--------------------------------------------| | New York | | NY | | 10022 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Chad Kirschenblatt | 516 393 5603 | | chad.klrschenblatt@jrsftnancJalservlces.com | | | (Name) | | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | Forvis Mazars USA LLP<br>(Name - if individual, state last, first, and middle name) | | | | 60 Crossways Park Drive West Woodbury | | | NY | 11797 | | (Address) | | (City) | (State) | (Zip Code) | | 10-08-2003 | | | 339 | | | r"<br>ofReg;,tratloo wnh PCAOB)(Jf applicable) FOR OFFICIAL USE ONLY | | | | IPCAOB .,,;,u,110, N,mbec, If a ppllcable) | | | | | | | | | | | | | | | | | | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(il), if applicable. Persons…Read the full text as markdown