Full text of OMNICAP, LLC's X-17A-5 filed 2020-02-25 (period 2019-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: August 31, 2020 Estimated average burden hours per response . . . . 12.00 8-67082 SEC FILE NUMBER # ANNUAL AUDITED REPORT FORM X-17A-5 PART III ## FACING PAGE ## Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | REPORT FOR THE PERIOD BEGINNING | 01/01/19<br>MM/DD/YY | AND ENDING | 12/3/19<br>MM/DD/YY | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------|-----------------------|------------|-----------------------------| | | A. RECISTRANT IDENTIBICATION | | | | | NAME OF BROKER - DEALER: | | | | | | | | | | OFFICIAL USE ONLY | | OmniCap, LLC | | | | FIRM ID. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | 1325 Avenue of the Americas - 23rd Floor | | | | | | | (No. and Street) | | | | | New York | NY | | | 10019 | | (City) | (State) | | | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | Robert Snider | | | | 212-486-8929 | | | | | | (Area Code - Telephone No.) | | | B. ACCOUNT ANTITIDENTIBICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>YSL & Associates LLC | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 11 Broadway | New York | | NY | 10004 | | (Address) | (City) | | (State) | (Zip Code) | | CHECK ONE: | | | | | | X Certified Public Accountant | | | | | | Public Accountant | | | | | | Accountant not resident in United States or any of its possessions. | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | 5(e)(2).SEC 1410 (3-91) {1}------------------------------------------------ ## OMNICAP, LLC #### STATEMENT OF FINANCIAL CONDITION #### DECEMBER 31. 2019 \*\*\*\*\*\* {2}------------------------------------------------ # **OmniCap, LLC TABLE OF CONTENTS** # **This report** \*\* **contains (check all applicable boxes):** - [x] Report of Independent Registered Public Accounting Firm. - [x] (a) Facing Page. - [x] (b) Statement of Financial Condition. - [ ] (c) tatement of Operations. - [ ] (d) tatemenl of Changes in Member's Equity. - [ ] (e) tatement of Cash Flows. - [ ] x] (f) tatement of Change in Liabilities ubordinated to Claims of General C…Read the full text as markdown