Full text of OMNICAP, LLC's X-17A-5 filed 2021-03-04 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-01 23 Expires: October 31 , 2023 Estimated average burden hours per response ... 12.00 8-67082 SEC FILE NUMBER ## ANNUAL AUDITED REPORT FORM X-17A-5 PART III ## FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 2034 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING | '-----<br>------"'O=l /-"-0=l12=0<br>MM/DD/YY | AND ENDING | 12/31120<br>MM/DO/YY | | | | |--------------------------------------------------------------------------------------------------|--------------------------------------------------------|------------|-------------------------------------------------|--|--|--| | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF BROKER -<br>DEALER: | | | | | | | | OmniCap, LLC | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM ID. NO. | | | | | 1325 A venue of the Americas -<br>23rd Floor | | | | | | | | | (No. and Street) | | | | | | | New York | NY | | 10019 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | | | | Robert Snider | | | 212-4.86-8929<br>(Area Code -<br>Telephone No.) | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>YSL & Associates LLC | B. ACCOUNTANT IDENTIFICATION | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | | 11 Broadway | New York | NY | 10004 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | CHECK ONE: | | | | | | | | ~ Certified Public Accountant | | | | | | | | D<br>Public Accountant | | | | | | | | D<br>Accountant not resident in United States or any of its possessions. | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supporled by a statement of facts and circumstances relied on as the basis for the exemption. See section 240.17a-5(e)(2).SEC* 1410 (3-91) {1}------------------------------------------------ OMNI CAP, LLC ### STATEMENT OF FTNANClAL CONDITION DECEMBER 31, 2020 \*\*\*\*\*\* {2}------------------------------------------------ ## This report\*\* contains (check all applicable boxes): - [x] Report of Independent Reg…Read the full text as markdown