Full text of OMNICAP, LLC's X-17A-5 filed 2023-03-29 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNJTED STATE~ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 205-'9 ANNUAL REPORTS FORM X-t** 7 A-5 **PARTIII FACING PAGE** OMBAPPROVAL 0MB Number: 3235·0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: 12 SEC FILE NUMER 8- 67082 Information **Required Pursuant to Rules** l 7a-5, I **7a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01 /01 /22** MM/DD YY AND ENDING **12/31 /22** MM/DD,VV **A. REGISTRANT IDENTJFICA TlON** NAME or FIRM: OmniCap, LLC TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer D Security-based swap dealer D MaJor security-based c;wap pa11icipant D Chee!,. here if respondent is also an OTC derivatives dealer ADDRESS Of PRINCIPAl Pl ACE Or BUSINESS: (Do not use a P.O. box no.) 36 Bank Street (No. and "iln.:et) New York NY (City) (Statd PERSON TO CONTACT WITH REGARD ro THIS FILING 10014 (Zip (udcJ Fredric Obsbaum (212) 897-1694 obsbaum@integrated.so1utions (Name) (Arca Code - Telephone Numhcr) (I mail Address) **B. ACCOUNT ANT IDENTIFICATION** INDEPENDFNT PUBLIC ACCOUNTANT whose reports are contained in this filing• YSL & Associates LLC (Name- ir111d1vidual. state lasL first. and middle name) 11 Broadway New York NY (Address) (City) (State) 06/06/2006 2699 10004 (Zip Code) (Date or Registration with PC <\OB)(1f applicable) (PCl\08 Rcg1s1rauon Number. ifapplicahlc) ## **FOR OFFICI \L USE O~f.Y** \* Claims for c,emption from the requirement that the annual re pons **he** cm en.:d b) the reports of an independent public accountant must be supported by a statement of I acts and circumstances relied on as the basis of the exempt 1011. Sec 17 CPR 2-Hl I 7a-5(e)( l )(11). 1f applicable Pen.on~\\ ho arc lo respond to the collection of in formation contained in this form arc not required 10 rc~pond unless the form di!>plays a currc11tl} valid Ol\lll control number. {1}------------------------------------------------ ## OMNICAP, LLC STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2022 \* \* \* \* \* \* {2}------------------------------------------------ #### AFFIRMATION I. Robert Snider , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to OmniCap, LLC as of 12/31/22 , is true and correct. I further swear (or affirm) that nejtber the company nor 11ny partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account cla…Read the full text as markdown