Full text of INVESTEC SECURITIES (US) LLC's X-17A-5 filed 2020-06-04 (period 2020-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### STATEMENT OF FINANCIAL CONDITION Investec Securities (US) LLC Year Ended March 31, 2020 With Report of Independent Registered Public Accounting Firm (SEC I.D. No. 8-67162) {1}------------------------------------------------ # Investec Securities (US) LLC # Statement of Financial Condition Year Ended March 31, 2020 ## Contents | Facing page and oath or affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: 3235-0123 Expires: "VHVTU Estimated average burden hours per response.. . . . . 12.00 **8-** SEC FILE NUMBER 67162 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | FACING PAGE | | |-------------|--| | | | **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | 04/01/2019 | 03/31/2020<br>REPORT FOR THE PERIOD BEGINNING______________________________ AND ENDING______________________________ | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------------------|----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | Investec Securities (US) LLC<br>NAME OF BROKER-DEALER: | | | OFFICIAL USE ONLY | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM I.D. NO. | | | | | 10 East 53rd Street, 22nd Floor<br>___________________________________________________________________________________________________________________ | | | | | | | | | (No. and Street) | | | | | | | /FX:PSL<br>_____________________________________________________________________________________________________________________ | /FX:PSL | | 10022 | | | | | (City) | (State) | | (Zip Code) | | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Steve Narov<br>________…Read the full text as markdown