Full text of INVESTEC SECURITIES (US) LLC's X-17A-5 filed 2026-06-01 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ <sup>S</sup> T A T E M E N T O F F I N A N C I A L C O N D I T I O N Investec Securities (US) LLC March 31, 2026 With Report of Independent Registered Public Accounting Firm (SEC I.D. No. 8-67162) {1}------------------------------------------------ # Investec Securities (US) LLC ## Statement of Financial Condition March 31, 2026 ## Contents Facing page and oath or affirmation | Report of Independent Registered Public Accounting Firm 1 | | |-----------------------------------------------------------|--| | Statement of Financial Condition 2 | | | Notes to the Statement of Financial Condition 3 | | {2}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------|---------|----------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123 | | | Washington, D.C. 20549 | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-5 | | 8-67162 | | | PART III | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | FILING FOR THE PERIOD BEGINNING | 04/01/2025<br>03/31/2026<br>AND ENDING | | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM. | Investec Securities (US) LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | _ Security-based swap dealer __ Major security-based swap participant | | | | C Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 10 East 53rd Street, 22nd Floor | | | | | | (No. and Street) | | | | | | | | | New York | New York | | 10022 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steve Narov | 212 259 5617 | | steve.narov@investec.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Forvis Maz…Read the full text as markdown