Full text of INVESTEC SECURITIES (US) LLC's X-17A-5 filed 2021-06-16 (period 2021-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION Investec Securities (US) LLC Year Ended March 31, 2021 With Report of Independent Registered Public Accounting Firm (SEC I.D. No. 8-67162) {1}------------------------------------------------ # Investec Securities (US) LLC # Statement of Financial Condition Year Ended March 31, 2021 ## Contents | Facing page and oath or affirmation | | |---------------------------------------------------------|--| | Report of Independent Registered Public Accounting Firm | | | Statement of Financial Condition | | | Notes to Financial Statements | | {2}------------------------------------------------ UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 October 31, 2023 Expires: Estimated average burden hours per response.. . . . . . . 12.00 > SEC FILE NUMBER 8-67162 FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | REPORT FOR THE PERIOD BEGINNING 04/01/2020 | | | AND ENDING 03/31/2021 | | | |--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------------|-------------------|-----------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Investec Securities (US) LLC<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | OFFICIAL USE ONLY | | | | | | | | FIRM I.D. NO. | | | | 10 East 53rd Street, 22nd Floor | | | | | | | | (No. and Street) | | | | | | New York | New York | | 10022 | | | | (City) | (State) | | (Zip Code) | | | | Steve Narov | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>(212) 259 5617<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | Ernst & Young LLP | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 5 Times Square | New York | New York | 10036 | | | | (Address) | (City) | (State) | (Zip Code) | | | | CHECK ONE: | | | | | | | Certified Public Accountant | | | | | | | Public Accountant | | | | | | | | Accountant not resident in Unite…Read the full text as markdown