Full text of CC SECURITIES, LLC's X-17A-5 filed 2022-02-28 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2021 {1}------------------------------------------------ | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549<br>ANNUAL REPORTS<br>FORM X-17A-5<br>PART Ill | | 0MB APPROVAL<br>0MB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden<br>hours per response<br>12.00<br>SEC FILE NUMBER | | | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------|--| | | | | 8-68546 | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | MM/DD/VY | | MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: CC Securities, LLC | | | | | | | □ Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>3 Landmark Square - 5th Floor | | | | | | | | | (No. and Street) | | | | | Stamford | CT | | 06901-2512 | | | | (City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING | (State) | | | (Zip Code) | | | Andrew Miller | 917-710-5598 | | amiller@dfppartners.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing*<br>RW Group, LLC | | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | 400 Old Forge Lane - Suite 401 | Kennett Square | PA | | 19348 | | | (Address) | (City) | (State) | | (Zip Code) | | | 02/23/2010 | | | | 5020 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | FOR OFFICIAL USE ONLY | | | | | **Persons who are to respond to the collection of information contained in this form are not required to respo…Read the full text as markdown