Full text of CC SECURITIES, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** **DECEMBER 31, 2022** {1}------------------------------------------------ | | UNITED STATES | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------|----------------------------------------|-----------------------------------------------------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | | | OMB APPROVAL | | | | Washington, D.C. 20549 | | | OMB Number:<br>3235-0123<br>Expires:<br>Oct. 31, 2023<br>Estimated average burden | | | | | | | 12.00<br>hours per response | | | | | ANNUAL REPORTS | | | | | | FORM X-17A-5 | | | SEC FILE NUMBER | | | | | PART II | | 8-68546 | | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | REPORT FOR THE PERIOD BEGINNING | 01/01/2022 | AND ENDING | 12/31/2022 | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: CC Securities, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | Security-based swap dealer<br>&Broker-dealer | | □Major security-based swap participant | | | | | [] Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | | 3 Landmark Square - 5th Floor | | | | | | | | {No. and Street) | | | | | | Stamford | CT | | 06901-2512 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Andrew Miller<br>917-710-5598 | | | amiller@dfppartners.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this filing* | | | | | | | RW Group, LLC | | | | | | | | (Name - if individual, state last, first, middle name) | | | | | | 400 Old Forge Lane - Suite 401 | Kennett Square | PA | 19348 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 02/23/2010<br>(Date of Registration with PCAOB)(if applicable) | | | 5020<br>(PCAOB Registration Number, If applicable) | | |…Read the full text as markdown