Full text of CC SECURITIES, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ STATEMENT OF FINANCIAL CONDITION AND REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2020 {1}------------------------------------------------ **UNITEDSTATES SECURlTlESANDEXCHANGECOMMISSION Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** #### **FACING PAGE** | | 0MB APPROVAL | | | | |---------------------------|--------------|------------------|--|--| | 0MB Number: | | 3235-0123 | | | | Expires: | | October 31, 2023 | | | | Estimated average burden | | | | | | hours per resoonse 12.00 | | | | | ## SEC FILE NUMBER 8- 68546 **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING _<br>_ | _ o_1_1_0_11_2_o _<br>_ | __<br>AND ENDING _ | 1_2_1_3_1_12_0 _<br>_ _<br>_<br>_ | | |---------------------------------------------------------------------------------------------|--------------------------------|--------------------|-----------------------------------|--| | | l\1M/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: CC Securities, LLC | | | OFFICIAL USE ONLY | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | FIRM 1.0. NO. | | | 3 Landmark Square - | 5th Floor | | | | | | (No . and Street) | | | | | Stamford | CT | | 06901-2512 | | | (City) | (State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD ·ro TrIIS REPOR'f<br>Andrew MIiier | | | 917-710-5598 | | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTI.FICA1'ION | | | | #### IN.l)EPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ## RW Group, LLC | | (Name - if individual, state last, first, middle name) | | | |--------------------------------|----------------------------------------------------------------------|---------|------------| | 400 Old Forge Lane-Suite 401 | Kennett Square | PA | 19348-1914 | | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: | | | | | [Z]certified Public Accountant | | | | | Public Accountant | | | | | .__ | Accountant not resident in United States or any of its possessions . | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | *\*Claims for exemption from the requirernent that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of/acts and circu,nstances relied on as…Read the full text as markdown