Full text of GCMI SECURITIES CORP.'s X-17A-5 filed 2021-01-19 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ llNll'EDSTATES **SECURl'l'IISANDEXCIIAN'GECOMMJSSION** W•1lltngton, D.C. 20549 0MB APPROVAL 0MB Number. 3235-0123 Expires: October 31, 2023 Estimated average burden hours Dar ...... 12.00 # ANNUAL AUDITED REPORT FORM X-17A•5 **PART** Ill | SEC FILE NUMBER | |-----------------| | | | a67225 | :FACING **PAGE Information Required of Broken and Dealen Punuant** to **Section** 17 of the **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | | | MMIDDIYY | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------| | | | | | | | OFFICIAL USE ONLY | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | | FIRM 1.0. NO. | | (No. and Street) | | | | CA | | 92612 | | (Sta) | | (Zip Code) | | | | 848.488.DD89 | | | | (Alu Coda-Telephone Number) | | | | | | | | | | | | | | | | | | 18401 Burbank Blvd. Ste 120 Tarzana | CA | 91356 | | (City) | (Stale) | (Zip Code) | | | | | | crti:fiod Public AccOUD.tant | | | | | | | | | | | | | | | | | | | | | | | | | REPORT FOR. nm PERIOD BEGINNING 01 J01 /2020<br>MMIDDIYY<br>NAME oF BROICER.•DEALER.: GCMI Securities Corp.<br>19100 Von Karman Avenue Suite 950 | AND ENDING 12f.31 fl0.20<br>A. REGISTRANT IDENTD'ICATION<br>NAMB AND TELEPHONE NUMBER OF PEI.SON TO CONTACT IN REGA.RD 10 THIS REPORT<br>B ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained iD this Report•<br>(Nune - tf"""'11dria~ ,,.,. la6t,ftrat. 111.ddle IIOIIII)<br>cco111ltmt not re1ident in United States or my of its po11e11ions.<br>POR on1C1AL USE ONLY | *•clauu for t«Slllptionfrom tire require,nf1111* t#ull *the an1fllfll report be cm,ered by* tJ,e *opinion of an indspsndfffll p,,blic* accOlllftlllll *mrat he n,pported by a atatement offacu* aNJ *circuuta11Ca relied* 011 m *the ha.tu/or* tire *aa,ption. See S8Cllon 240.17a-5(e)(2)* > Potentl <sup>I</sup>penona who ara to rNpand to th• callecllon of Informatio…Read the full text as markdown