Full text of GCMI SECURITIES CORP.'s X-17A-5 filed 2025-01-07 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden P # ANNUAL REPORTS FORM X-17A-5 PART III | 12<br>nours per response: | | |---------------------------|--| | | | | SEC FILE NUMBER | | | 8-67225 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|-------------------------------------------|--| | 01/01/2024 | 12/31/2024 | | | | | FILING FOR THE PERIOD BEGINNING | AND ENDING<br>MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | GCMI Securities Corp.<br>NAME OF FIRM: | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | LI Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 19200 Von Karman Ave. Suite 210 | | | | | | | (No. and Street) | | | | | Irvine | CA | | 92612 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Stephen G. Holmes | 949.499.0099 | | sh@globalcapitalmarkets.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Brian W. Anson | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 18455 Burbank Blvd. Suite 404 Tarzana | | CA | 91356 | | | (Address)<br>September 15, 2005 | (City) | (State)<br>2370 | (Zip Code) | | | (Date of Registration with PCAOB)(If applicable) | | | (PCAOB Registration Number, If applicable | | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | the bacic of the avamation Soo 17 | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently…Read the full text as markdown