Full text of GCMI SECURITIES CORP.'s X-17A-5 filed 2022-01-07 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated average burden | | | nours per response:<br>12 | | | | | | SEC FILE NUMBER | | 8-67225 # FORM X-17A-5 PART III FACING PAGE | Filing for the period beginning 01/01/2021<br>MM/DD/YY | | - AND ENDING 12/31/2021 | MM/DD/YY | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------|--------------------------------------------| | A. REGISTRANT IDENTIFICATION | | | | | | | | | | NAME OF FIRM: GCMI Securities Corp. | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br> Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 19200 Von Karman Ave. Suite 210 | | | | | | (No. and Street) | | | | Irvine | CA | | 92612 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Stephen G. Holmes 949.499.0099 | | | sh@globalcapitalmarkets.com | | (Area Code - Telephone Number)<br>(Name) | | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing *<br>Brian W. Anson | 일본 대부분 2007년 10월 10일 2007년 10월 20일 2007년 10월 20일 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 2007년 200 | | | | (Name - if individual, state last, first, and middle name) | | | | | 18455 Burbank Blvd. Suite 404 Tarzana | | CA | 91356 | | (Address)<br>(City) | | (State) | (Zip Code) - | | September 15, 2005 | | 287 00 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the…Read the full text as markdown