Full text of STATESMAN CORPORATE FINANCE, LLC's X-17A-5 filed 2021-03-01 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **Statesman Corporate Finance, LLC** Statement of Financial Condition For the Year Ended December 31, 2020 This report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> Public Document {1}------------------------------------------------ **UNITEDSTATES SECURITIESANDEXCHANGECOMMISSION Washington, D.C. 20549** OMB APPROVAL OMB Number: Expires: Estimated average burden hours per response 12.00 3235-0123 October 31,2023 # **ANNUAL AUDITED REPORT FORM X-17A-5 PART III** | SEC FILE NUMBER | |-----------------| | s-67454 | **FACING PAGE Information Required of Brokers and Dealers Pursuant to Section 17 of the** **Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING | 01/01/20 | AND ENDING | 12/31/20 | | | |------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|----------------------------------------------------|-------------------|--|--| | | MM/ DD/YY | | MM/DD/YY | | | | A. | REGISTRANT<br>IDENTIFICATION | | | | | | NAME OF BROKER-DEALER: Statesman | Corporate | Finance,<br>LLC | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS:<br>(Do not use P.O.<br>Box No.) | | | FIRM I.D.<br>NO. | | | | 1900<br>West<br>Loop<br>South, | Suite<br>850 | | | | | | | (No. and Street ) | | | | | | Houston | Texas | | 77027 | | | | (City) | (State) | | (Zip Code ) | | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT<br>Scott Actkinson | | 713-595-1341<br>( Area Code -<br>Telephone Number) | | | | | B. | ACCOUNTANT | IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report*<br>Moss<br>LLP<br>Adams | | | | | | | | (Name -if<br>individual, state last, first, middle name ) | | | | | | Parkway,<br>14555<br>Dallas<br>Suite<br>300 | Dallas | Texas | 75254 | | | | ( Address) | (City ) | (State) | (Zip Code ) | | | | ONE:<br>CHECK<br>Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | OFFICIAL<br>USE<br>FOR | ONLY | | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the…Read the full text as markdown