STATESMAN CORPORATE FINANCE, LLC X-17A-5 (2023-02-28) — Broker-dealer annual report

Full text of STATESMAN CORPORATE FINANCE, LLC's X-17A-5 filed 2023-02-28 (period 2022-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ # **Statesman Corporate Finance, LLC** Statement of Financial Condition For the Year Ended December 31, 2022 This report is filed in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934 as <sup>a</sup> Public Document {1}------------------------------------------------ QMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. <sup>20549</sup>** OMB Number: 3235-0123 Expires: Oct. 31, <sup>2023</sup> Estimated average burden hours per response: <sup>12</sup> > SEC FILE NUMBER 8-67454 # **ANNUAL REPORTS FORM X-17A-5 PART III** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** FILING FOR THE PERIOD BEGINNING 01/01/22 AND ENDING 12/31/22 MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: Statesman Corporate Finance, LLC TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 1900 West Loop South, Suite 850 | | (No. and<br>Street) | | | | | | |--------------------------------------------------------------------------|---------------------------------------------------------------------|-------------------------------------------|----------------------------|--|--|--| | Houston | Texas | | 77027 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Scott<br>Actkinson | (713)595-1341 | | sactkinson@statemanbiz.com | | | | | (Name) | (Area Code -Telephone<br>Number) | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>Adams<br>LLP<br>Moss<br>(Name -if | reports<br>contained<br>are<br>individual,<br>state last,<br>first, | filing*<br>in<br>this<br>and middle name) | | | | | | Parkway,<br>Suite<br>14555<br>Dallas | Dallas<br>300 | Texas | 75245 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | 10/16/2003 | | 659 | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, | if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by…

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