Full text of STATESMAN CORPORATE FINANCE, LLC's X-17A-5 filed 2022-03-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## QMB APPROVAL **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OMB Number: 3235-0123 Expires: Oct. 31, <sup>2023</sup> Estimated average burden hours per response: <sup>12</sup> # **ANNUAL REPORTS FORM X-17A-5 PART III** SEC FILE NUMBER 8-67454 **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | 01/01/2021 | AND ENDING | 12/31/2021 | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------|------------------------------------|----------------------------------------------|--|--|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | | Corporate<br>Statesman<br>FIRM:<br>NAME OF | Finance,<br>LLC | | | | | | | | boxes):<br>TYPE OF REGISTRANT (check all<br>applicable<br>0<br>Broker-dealer<br>Security-based<br>Major<br>dealer<br>security-based<br>swap participant<br>swap<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: | (Do not | use a P.O.<br>no.)<br>box | | | | | | | South,<br>1900<br>West<br>Suite<br>850<br>Loop | | | | | | | | | | (No. and Street) | | | | | | | | Houston | Texas | | 77027 | | | | | | (City) | | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Scott<br>Actkinson | (713)<br>595-1341 | | sactkinson@statesmanbiz.com | | | | | | (Name) | (Area Code -Telephone<br>Number)<br>(Email Address) | | | | | | | | B. | ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>LLP<br>Moss<br>Adams | reports<br>are | in<br>this<br>filing*<br>contained | | | | | | | (Name -if | individual,<br>state last, | first,<br>and middle name) | | | | | | | Parkway,<br>14555<br>Dallas<br>Suite<br>300 | Dallas | Texas | 75254 | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | 10/16/2003 | | 659 | | | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number,if<br>applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the report…Read the full text as markdown