Full text of MSC - BD, LLC's X-17A-5 filed 2021-03-31 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### UNITEDSTATES SECURITIES AND EXCHANGE COMMISSION **Washington, D.C. 20549** ## **ANNUAL AUDITED REPORT FORM X-17A-5 PART Ill** | 0MB APPROVAL | | | | |----------------------------|--|------------------|--| | 0MB Number. | | 3235--0123 | | | Expires: | | October 31, 2023 | | | Estimated average burden | | | | | hours per response 12.00 | | | | | | | | | SEC FILE NUMBER 8-67511 FACING PAGE **Information Required of Brokers and Dealers Pursuant to Section 17 of the Securities Exchange Act of 1934 and Rule 17a-5 Thereunder** | REPORT FOR THE PERIOD BEGINNING ___ 0_1_/0_1_/_22_0_0 __ AND ENDING | | | _<br>12__/_31__/20__20 __ _<br>___<br>MM/0D/YY | | |-------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------------------------------|-------------------|------------------------------------------------|--| | | MM/UD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF BROKER-DEALER: MSC-BO, LLC | | OFFICIAL USE ONLY | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | FIRM I.D. NO. | | | | | 410 PEACHTREE PKWY STE 4245 | | | | | | (No. and Street) | | | | | CUMMING | GA | | 30041 | | | (City) | (State) | | (Zip Code) | | | INDEPENDENT PUBLJC ACCOUNTANT whose opinion is contained in this Report* | B. ACCOUNTANT IDENTIFICATION<br>Rubio CPA, PC | | (Area Code - Telephone Number) | | | | (Name - if individual, state last. firs 1, middle name) | | | | | 2727 Paces Ferry Rd, Bldg 2, Ste 1680, Atlanta, | | GA | 30339 | | | (Address) | (City) | (State) | (Zip Code) | | | a<br>CHECK ONE:<br>I✓ I Certified Public Accountant<br>Public Accountant<br>Accountant not resident in United States or any of its possessions. | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | *\*Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accozmtant must be supported by a statement of facts and circumstances relied on as the basis/or the exemption. See Section 240. /7a-5(e)(2)* > **Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** **SEC 1410 (11-05)** {1}------------------------------------------------ #### **OATH OR AFFIRMATION** #### I, CHARLES BOTCHWAY \_ , swear (or affinn) that, t…Read the full text as markdown