MSC - BD, LLC X-17A-5 (2025-03-31) — Broker-dealer annual report

Full text of MSC - BD, LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ #### UNITED STATES SECURITIES **AND EXCHANGC** COMMISSION Washington, O.C. 20549 ## **ANNUAL REPORTS FORM X-17 A-5 PART Ill** | 0MB N11mber· 373S-0123 | |----------------------------| | Expires: Nov. 30, 7.026 | | £stlmal� average burden | | hours perrespe>n'lf'<br>12 | sec FILE NUMBER 8-67511 FACING PAGE Information **Required** Pursuant to **Rules** 17a-5, 17a-12, and 18a-7 **under the Securities Exchange** Act of 1934 | FILING FOR THE PERIOD BEGINNING | 0110112024 | | 12/31/2024 | |--------------------------------------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|------------------------------------| | | MM/00/YY | AND ENDING _______ _ | MM/D0/YY | | | A. REGISTRANT IDENTIFICATION | | | | c<br>s<br>8<br>0<br>M<br>-<br>,<br>FIRM:<br>NAME OF<br>__<br>_<br>_<br>_<br>_<br>_<br>_ | L<br>L<br>c<br>_<br>_ | _________________ _ | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ::!J<br>□<br>Broker-dealer<br>0 Check here 1f respondent is also an OTC derivatives dealer | 0<br>Security-based swap dealer | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do | not use a P.O. box no.) | | | | Centerpointe<br>5 | Suite<br>Drive,<br>400 | | | | | (No. and Street) | | | | Lake<br>Oswego | OR | | 97035 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Anthony<br>Diamos | 404)<br>(<br>536-6984 | | adiamos@msc-bd.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this<br>Spicer | Jeffries<br>L<br>LP | filing* | | | | (Name - 1f /nd1v1dual, state last, first, and mlddle name) | | | | OTC<br>Blvd.,<br>Suite<br>4601<br>700 | Denver | co | 80237 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 349 | | | | | | (PCAOB Re�ttoo N,mbet. 11 '00""'"1 | | 'f'" of "B"'"'�" wdh PCAOBJlO appnuble! | FOR OFFICIAL USE ONLY | | | oc.countani mu�t be supported by a statenienl of fact1 and clrcum�tances relied on as the bJ\IS of the exemption )ee <sup>17</sup> ffR 240 17a �(e)( )(11) 11 applicable Persons who iilre to respond to the collection of Information contt1lned In this form are not required to respond unless the form disploiV� **1** currently vo1lld 0MB control **number** {1}-----------------------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)