Full text of MSC - BD, LLC's X-17A-5 filed 2022-04-01 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Oct. 31, 2023<br>Estimated average burden<br>hours per response: 12 | | |--------------------------------------------------------------|---------------------------------------------------------------------------------------------------------------------------|--------------------|-----------------------------------------------------------------------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | | | | | ANNUAL REPORTS | | SEC FllE NUMBER<br>8-66688 | | | | FORM X-17A-5 | | | | | | PART Ill | | | | | | FACING PAGE<br>Information Required Pur\$uant to Rules 17a-!., 17a-12, and 18a-7 under the Securities Exchange Ad of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING ___ -=O-=l/'--'0'-"lc.L/=21=-----·AND ENDING ----'1=2=---/=3=1/'--"2=1'---_ | | | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: MSC -<br>BD LLC | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | □ Security-based swap dealer | | □ Major security-based swap participant | | | fi!l Broker-dealer | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 410 Peachtree Parkway, Suite 4245 | | | | | | | (No. and Street) | | | | | Cumming | GA | | 30041 | | | (City) | (State) | | {Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Anthony Diamos | | adiamos@msc-bd.com | | | | {Name) | (Area Code -Telephone Number) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | Rubio CPA, PC | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | | | | | | 2727 Paces Ferry Rd SE, STE 2-1680<br>(Address) | Atlanta<br>(City) | Georgia<br>(State) | 30339<br>(Zip Code) | | | | | | | | | 05/05/2009 | | | 3514 | | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the for…Read the full text as markdown