Full text of PINNACLE INVESTMENTS, LLC (SUCCESSOR)'s X-17A-5 filed 2021-02-25 (period 2020-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SYRACUSE, NEW YORK STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2020 {1}------------------------------------------------ # TABLE OF CONTENTS #### Page No. | 1 | |---| | 2 | | 3 | | | | 4 | | 5 | | | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL AUDITED REPORT FORM X-17A-5 PART III #### FACING PAGE REPORT FOR THE PERIOD BEGINNING 01/01/20 AND ENDING 12/31/20 # NAME OF BROKER-DEALER: PINNACLE INVESTMENTS, LLC ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | PART III | SEC FILE NUMBER | | | |-------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------|----------------|-----------------------------| | PUBLIC | | | 8- 67515 | | | FACING PAGE<br>Information Required of Brokers and Dealers Pursuant to Section 17 of the<br>Securities Exchange Act of 1934 and Rule 17a-5 Thereunder | | | | REPORT FOR THE PERIOD BEGINNING 01/01/20 | AND ENDING 12/31/20<br>MM/DD/YY | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF BROKER-DEALER: | PINNACLE INVESTMENTS, LLC | | Official Use Only | | | | | __________<br>FIRM I.D. NO. | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 507 PLUM STREET, SUITE 120 | | | | | | (No. and Street) | | | | SYRACUSE | NEW YORK | 13204 | | | (City) | (State) | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | BENJAMIN R. QUILTY, CEO | | (315) 251-1101 | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT #### BENJAMIN R. QUILTY, CEO (315) 251-1101 ## B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report\* ## DANNIBLE & MCKEE, LLP | 221 S. WARREN ST. | SYRACUSE | NY | 13202 | | |-------------------|----------|---------|------------|--| | (Address) | (City) | (State) | (Zip Code) | | CHECK ONE: Certified Public Accountant ~ Public Accountant □ Accountant not resident in United States or any of its possessions □ #### FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual report be covered by the opinion of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis for the exemption. See Secti…Read the full text as markdown