Full text of PINNACLE INVESTMENTS, LLC (SUCCESSOR)'s X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SYRACUSE, NEW YORK FINANCIAL STATEMENT DECEMBER 31, 2024 {1}------------------------------------------------ # TABLE OF CONTENTS #### Page No. | ANNUAL AUDITED REPORT FORM X-17A-5 PART III (Facing Page) | 1 | |-----------------------------------------------------------|---| | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FINANCIAL STATEMENT | | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 | {2}------------------------------------------------ Broker-dealer Security-based swap dealer Major security-based swap participant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 # PART III #### CONFIDENTIAL #### 5845 WIDEWATERS PKWY SUITE 300 | CONFIDENTIAL | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------| | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | REPORT FOR THE PERIOD BEGINNING 01/01/24 | AND ENDING 12/31/24<br>MM/DD/YY | MM/DD/YY | | | | | | NAME OF FIRM: | PINNACLE INVESTMENTS, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>Check here if respondent is also OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | □ | | | | 5845 WIDEWATERS PKWY SUITE 300 | | | | (No. and Street) | | | E.<br>SYRACUSE | NEW YORK | 13057 | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | BENJAMIN R. QUILTY, CEO | (315)<br>251-1101 | Bquilty@Pinnacle-LLC.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B.<br>ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | BONADIO & CO., LLP | | | | (Name - if individual, state last, first, and middle name) | | | | | | | BENJAMIN R. QUILTY, CEO | (315) 251-1101 | Bquilty@Pinnacle-LLC.com | |-------------------------|--------------------------------|--------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | # 432 N. FRANKLIN STREET SYRACUSE NY <sup>1320…Read the full text as markdown