Full text of PINNACLE INVESTMENTS, LLC (SUCCESSOR)'s X-17A-5 filed 2026-03-02 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ SYRACUSE, NEW YORK FINANCIAL STATEMENT DECEMBER 31, 2025 {1}------------------------------------------------ # TABLE OF CONTENTS #### Page No. | ANNUAL AUDITED REPORT FORM X-17A-5 PART III (Facing Page) | 1 | |-----------------------------------------------------------|---| | OATH OR AFFIRMATION | 2 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 | | FINANCIAL STATEMENT | | | Statement of Financial Condition | 4 | | Notes to Statement of Financial Condition | 5 | {2}------------------------------------------------ # Broker-dealer Security-based swap dealer Major security-based swap participant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III #### PUBLIC #### A. REGISTRANT IDENTIFICATION #### 5845 WIDEWATERS PKWY SUITE 300 | | PART III | SEC FILE NUMBER | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------| | PUBLIC | | 8- 67515 | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | REPORT FOR THE PERIOD BEGINNING 01/01/25 | AND ENDING 12/31/25<br>MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: | PINNACLE INVESTMENTS, LLC | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□<br>Check here if respondent is also OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.)<br>5845 WIDEWATERS PKWY SUITE 300 | □ | | | | (No. and Street) | | | E. SYRACUSE | NEW YORK | 13057 | | (City) | (State) | (Zip Code) | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | BENJAMIN R. QUILTY, CEO | (315) 251-1101 | Bquilty@Pinnacle-LLC.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | | | | BENJAMIN R. QUILTY, CEO | (315) 251-1101 | Bquilty@Pinnacle-LLC.com | | |-------------------------|--------------------------------|--------------------------|--| | (Name) | (Area Code - Telenhone Number) | (Email Address) | | #### B. ACCOUNTANT…Read the full text as markdown