Full text of FIRST CHICAGO ADVISORS, INC.'s X-17A-5 filed 2022-03-29 (period 2021-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART Ill | OMB APPROVAL | | |---------------------------|--| | OMB Number: 3235-0123 | | | Expires: Oct. 31, 2023 | | | Estimated averag,e burden | | | hours per respon.se: 12 | | | SEC FILE NUMBER | | | 8-67528 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1/Q1 /21 MM/DD/VY MM/OD/VY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: First Chicago Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): (!] Broker-dealer 0 Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant AND ENDING 12/31 /21 ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | 32 Otis Road | | |--------------|--| |--------------|--| | | (No. and Street) | | |------------|------------------|------------| | Barrington | IL | 60010 | | (City) | (State) | (Zip Code) | PERSON TO CONTACT WITH REGARD TO THIS FILING Steven Knoop 312 739 0100 sknoop@firstchicagoadvisors.com (Name) (Area Code - Telephone Number) (Email Address) #### B- ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* # AJSH & Co LLP | New Delh j | | | | |--------------------------------------------------|---------|---------------------------------------------|--| | | India | 110052 | | | (City) | (State) | (Zip Code) | | | | 3223 | | | | (Date of Registration with PCAOB)(if applicable) | | IPCAOB Rel!istration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | | • Claims for exemption from the requirement that the annual repom be covered by the reports or an Independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | | President | |-------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------…Read the full text as markdown