Full text of FIRST CHICAGO ADVISORS, INC.'s X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC | | UNITED STATES | | OMBAPPROVAL | |--------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------|-------------------------------------------------| | | SECURITIES AND EXCHANGE COMMISSION | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | Washington, D.C. 20549 | | Estimated average burden | | | | | hours per response: 12 | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | FORM X-17A-S | | 8-67528 | | | PART Ill | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | AND ENDING 12/31 /24<br>FILING FOR THE PERIOD BEGINNING 0 1/01 /24<br>MM/DD/VY<br>MM/DD/VY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: FCA Advisors, Inc. | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>0 Broker-dealer | D Security-based swap dealer | | □ Major security-based swap participant | | 0 Check here if respondent is also an OTC derivatives dealer | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 1355 Myers Road | | | | | | (No. and Street) | | | | Brooksville | FL | | 34602 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Steven Knoop | 312 739 0100<br>sknoop@fcaadvisors.net | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | Mercurius & Associates LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | A-94/8, Wazipur Industrial Area New Delhi | | India | 110052 | | (Address) | (City) | (State) | (Zip Code) | | | | 3223 | | | 2/10/2009 | | | | | of Registratioo with PCAOB )(if applicable I | | | (PCAOB Regi>Ua<ioo N,mbe,, if applicable) I | | l" | FOR OFFICIAL USE ONLY | | | | | | | | #### Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | :£ £~<br>swear (or affirm) that, to the best of my knowledge and belief, the<br>I, Steven…Read the full text as markdown