Full text of FIRST CHICAGO ADVISORS, INC.'s X-17A-5 filed 2026-04-17 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ PUBLIC UNITED STATES SECURITIES ANO EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number. 3235-0123 Expires: Nov. 30, 2026 Estimated :average burden hours per response: 12 > SEC FILE NUMBER 8-67528 # ANNUAL REPORTS FORM X-17A-5 PART Ill FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING Q 1 /Q 1 /25 AND ENDING 12/31 /25 MM/00/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME oF FIRM: FCA Advisors, Inc. TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer 0 Security-based swap dealer 0 Check here if respondent is also an OTC derivatives dealer 0 Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1355 Myers Road | | | (No. and Street) | | | |---------------------------------------------------------------------------------------------------------|--|------------------------------------------------------------|-----------------|------------| | Brooksville | | FL | | 34602 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Steven Knoop | | 312 739 0100<br>sknoop@fcaadvisors.net | | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing•<br>Mercurius & Associates LLP | | (Name - if individual, state last, first, and middle name) | | | | A-94, Wazirpur Industrial Area | | New Delhi | India | | | | | | | | | | | (City) | (State) | (Zip Code) | | (Address)<br>2/10/2009 | | | 3223 | 110052 | • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public acco untant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. *See* 17 CFR 240.17a·S(e)(1)(ii). if applicable. Persons who are to respond to the collection of information contained In this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ### OATH OR AFFIRMATION | I, Steven Knoop | swear (or affirm) that, to the best of my knowledge and belief, the | | | | | |-----------------|---------------------------------------------------------------------|--|--|--|--| | | | | | | | financial report pertaining to the firm of FCA Advisor…Read the full text as markdown