R.J. O'BRIEN SECURITIES, LLC X-17A-5 (2019-02-25) — Broker-dealer annual report

Full text of R.J. O'BRIEN SECURITIES, LLC's X-17A-5 filed 2019-02-25 (period 2018-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

• Company: R.J. O'BRIEN SECURITIES, LLC
• Form: X-17A-5
• Filed: 2019-02-25
• Period: 2018-12-31
• Accession: 0001393850-19-000001
• CIK: 1393850
• File #: 8-67587
• Material weakness: No
• Auditor: Moss Adams LLP
• Auditor location: Dallas, TX
• Contact: Donald Marczewski
• Phone: 312-373-5255
• Signed by: Edward Keiley (CFO & FINOP)

Document text (excerpt)

X-17A-5 0001393850 XXXXXXXX LIVE true false false 01-01-2018 12-31-2018 Broker-dealer N R.J. O'BRIEN SECURITIES, LLC 222 SOUTH RIVERSIDE PLAZA, SUITE 1200 CHICAGO IL 60606 Donald Marczewski 312-373-5255 Moss Adams LLP 8750 N. Central Expressway Suite 300 Dallas TX 75231 Certified Public Accountant Edward Keiley R.J. O'BRIEN SECURITIES, LLC 12-31-2018 Edward Keiley CFO & FINOP Y

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Original filing on SEC EDGAR (source of record)