Full text of R.J. O'BRIEN SECURITIES, LLC's X-17A-5 filed 2025-02-26 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ R.J. O'Brien Securities, LLC Statement of Financial Condition Year Ended December 31, 2024 {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | | |----------------|--| | FORM X-17A-5 | | | PART Ill | | | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | | |-----------------|--| | 8-67587 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **Q 1 /Q 1 /24** ANDENDING 12/31 /24 MM/0D/YY MM/DD/VY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: R.J. O'Brien Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer □ Major security-based swap participant D Check here If respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 222 South Riverside Plaza, Suite 1200 | | (No. and Street) | | | |------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|--------------------------------------------| | Chicago | IL | | 60606 | | (City) | (State)<br>·., | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Daihee Cho | 312 320 3735 | | dcho@rjobrien.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Ryan & Juraska, LLP | (Name - if individual, state last, first, and middle name) | | | | 141 West Jackson Blvd., Suite 2250 | Chicago | IL | 60604 | | (Address) | (City) | (State) | (Zip Code) | | 03/24/2009 | | 3407 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, If applicable) | | | FOR OFFICIAL USE ONLY | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an Independent public | | | | accountant must-b!,! supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(1)(ii), if applicable. ' ., , Persons who are to respond to the collection of lnformatlon contained In this form are not required to respond unless t…Read the full text as markdown