Full text of R.J. O'BRIEN SECURITIES, LLC's X-17A-5 filed 2024-03-20 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **R.J. O'Brien Securities, LLC** **Statement of Financial Condition** **Year Ended December 31, 2023** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 PART III OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 sec file number 8-67587 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 01/01/23 MM/DD/YY MM/DD/YY 12/31/23 A. REGISTRANT IDENTIFICATION NAME OF FIRM: R.J. O'Brien Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 222 South Riverside Plaza, Suite 1200 | | | |--|---------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | 1 2 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 - 1 | | | | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------|--------|------------------------------------------------------------|---------|-------------------|--| | Chicago | | | | 60606 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Daihee Cho | | 312 320 3735 | | dcho@rjobrien.com | | | (Name) | | (Area Code - Telephone Number) | | (Emall Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ryan & Juraska, LLP | | | | | | | | | (Name - if Individual, state last, first, and middle name) | | | | | 141 West Jackson Blvd., Suite 2250 Chicago | | | | 60604 | | | (Address) | (City) | | (State) | (Zip Code) | | | 03/24/2009 | | | 3407 | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances rel…Read the full text as markdown